What does the FCA ensure about non-dual-regulated firms?

The focus of the Financial Conduct Authority (FCA) regarding non-dual-regulated firms is to ensure that they have adequate resources. This is an essential aspect of regulation because it directly relates to the firm's ability to operate effectively, manage risks, and uphold the standards expected within the financial sector. Adequate resources encompass financial backing, human resources, and operational capabilities, all of which contribute to the firm's stability and its ability to meet regulatory obligations.

Ensuring that firms have satisfactory resources supports the FCA's broader mission to promote competition, protect consumers, and enhance the integrity of the UK financial system. By confirming that non-dual-regulated firms possess sufficient resources, the FCA can help mitigate potential issues that could arise from undercapitalized or poorly managed entities, thereby bolstering overall market confidence.

Other choices, while important, do not directly align with the core regulatory focus of the FCA on resources. Compliance with regulations, profitability, and the public listing status are aspects that may be beneficial or desirable but do not explicitly reflect the FCA's primary concern for adequate resource provision.